deloitte sfc licensing的八卦，PTT、YOUTUBE和 Yahoo名人娛樂都在討論：

#11. Management Trainee 2023 - eFinancialCareers

... Holder of insurance (IIQE) or SFC license preferably ... Associate - Data Analytics- Deloitte Forensic - Hong Kong. Deloitte. Hong Kong.

#12. Hong Kong SFC widens crypto access to retail investors

The amendment establishes a new licensing program for companies that ... According to Robert Lui, the digital asset leader at Deloitte Hong ...

#13. JPEX Plans to Apply for Crypto Trading License with the Hong ...

SFC Launched a Consultation on Licensing ... Deloitte Consulting releases 2023 China Consumer Insight and Market Outlook White Paper.

#14. FSC SUPPLEMENTARY - Financial Services Council

The Financial Services Council (“FSC”) has requested Deloitte to compare ... Banking Ordinance, are required to obtain SFC licenses prior to ...

#15. SFC Consultation Paper on Proposed Licensing Regime

On 20 February 2023, the Securities and Futures Commission (SFC) published its proposed rules for virtual asset trading platforms (VATP), ...

#16. Digital assets coming of age in Hong Kong | The Asset

A joint white paper issued by Deloitte, the University of Hong Kong Asian Institute of ... So far only one such licence has been issued by the SFC, to OSL, ...

#17. Wealth Management Connect in the Greater Bay Area

Hong Kong Securities and Futures Commission (SFC) and the Monetary Authority of Macao ... the Mainland and Macau, and I thank CPA Australia and Deloitte.

#18. About Us and Partnerships - EQC Compliance Advisory

We also consult TCSP Licensees on CR regulatory reviews, and SFC licensed ... he was previously at KPMG and Deloitte, and accumulated over 10 years of audit ...

#19. Conclusion of Discussion Paper on Crypto-assets and ...

for those entities subject to the new licensing regime? ... proposed that an SFC licence will be required for the carrying on of a business ...

#20. PAIB Virtual Conference 2020 - HKICPA

On 20 August, the Securities and Futures Commission (SFC) published its ... to the over-the-counter derivatives licensing regime;; report on the SFC's ...

#21. 649 - Regulatory & Compliance Archives - Conventus Law

Deloitte Study: Business Leaders Leveraging Audit As A Valuable Source Of Business Insight. ... Hong Kong – SFC Licensing And Compliance Hints.

#22. Recommended - SlideShare

Introduction Deloitte is a pioneer in digital transformation. ... SFC licensing requirements will apply to marketing and distribution ...

#23. Future of the Thai startup and venture capital ecosystem

complications in offering ESOP schemes, painpoints with licensing ... 2) Deloitte interview with Singapore Co-investment Program, 2022.

#24. Successes | ASIFMA

SFC's extension of examination requirement for license approvals under the ... Risk Management in APAC: ASIFMA and Deloitte published an analysis on the ...

#25. References - Hong Kong Sponsor Due Diligence Guidelines

I. SFC Documents SFC Documents SFC... B. Codes and Guidelines issued by the SFC Codes and Guidelines issued by the SFC Cod... C. SFC Dual Filing Updates SFC Dual Filing Updates SFC... Issue Date Date

#26. SFC Type 1-在PTT/IG/網紅社群上服務品牌流行穿搭

The following table summarises the key licensing requirements for the common types of licenses that Deloitte provides support. In general, the SFC type 1 .

#27. End User Training Materials Summary

Enterprise Business and Professional Licensing and Regulatory System ... end user training materials deliverable created by Deloitte and DOL Training Staff.

#28. HKVCA Email Newsletter

... Senior Manager, International and M&A Tax Services, Deloitte China ... delivered a talk on SFC licensing requirements for private equity firms.

#29. Our Management - HORIZON (HK) CPA Limited

... an SFC-licensed corporation, after his tenure at PricewaterhouseCoopers. ... Tan & Fong (now Deloitte Touche Tohmatsu) where he managed numerous audit, ...

#30. People in the news: Deloitte, Haines Watt, ACCA

In this week's moves and appointments roundup, Deloitte appoints a partner ... held various posts in the Securities and Futures Commission (SFC) Hong Kong, ...

#31. 香港中環干諾道中111號 - HKEX

[email protected] ... SEHK/SFC Consultation Paper on the Regulation of Sponsors and ... Deloitte & Touche Corporate Finance Limited.

#32. 臺大管院學生會COMSA - Facebook

2016財務/金融系列講座Deloitte · ♛ Speaker: 潘家涓Maggie Pan 德勤財務顧問公司執行副總 ... 香港證交所財務顧問(Type 4 license of HK SFC) 2.

#33. UPDATE 4-HK regulator takes Ernst & Young to court for work ...

Mirrors SEC action against Deloitte in U.S. ... The SFC said the audit firm has claimed it does not have the relevant records, ...

#34. Ratna Febrina - Jakarta - SF Consulting

She is also a certified Customs Consultant and holds Advocate License. ... Prior to being a tax consultant, she was an auditor in Deloitte.

#35. Press Release and Statement - OSL

BC Group's OSL Brokerage Facilitates Deloitte Hong Kong's Receipt of ... BC Group's OSL First to Submit Digital Asset License Application to SFC in Hong ...

#36. Deloitte Anjin gets 1-year new business suspension

The SFC decided to cancel the license of the four accountants of Deloitte Anjin, who were indicted by the prosecution on charges of ...

#37. 2nd HK ML TF Risk Assessment Report_e.pdf

https://www.sfc.hk/-/media/EN/assets/components/codes/files-current ... licensing regime for TCSPs under the AMLO and the AML/CFT conduct of ...

#38. Confronting Eight Drivers of Misconduct in Financial Services

SFC Circular to Licensed Corporations Regarding Measures for Augmenting ... About Deloitte Risk and Financial Advisory: Deloitte Risk and ...

#39. Hong Kong SFC widens crypto access to retail investors

According to Robert Lui, the digital asset leader at Deloitte Hong Kong ... on the Hong Kong Stock Exchange without a particular license.

#40. comply with a licence - Linguee | 中英词典（更多其他语言）

大量翻译例句关于"comply with a licence" – 英中词典以及8百万条中文译文例句搜索。

#41. Hong Kong Investment Funds Association 14th Annual ...

Ms. Leung is a member of the Securities and Futures Commission (SFC). ... which comprises the Intermediaries Supervision and Licensing departments.

#42. A Family Office Hub in Hong Kong

Deloitte and ArtTactic, “Art and Financial Report 2019” (2019) ... From an SFC licensing perspective as well as ongoing compliance ...

#43. Hong Kong Lays Groundwork To Trade Virtual Asset for Clients

... media house quoted Robert Lui, digital asset leader at Deloitte Hong Kong: ... The SFC required licensed VA exchanges and wholly-owned ...

#44. Hong Kong Retail Clients Can Hope To Trade ... - Coincu News

Robert Lui, digital asset leader at Deloitte Hong Kong, stated: ... The SFC Approved Signum Digital To Launch The First Security Token ...

#45. Senior financial consultant Jobs in Glen Mills, PA ... - Glassdoor

Join our team of Specialists in Deloitte's Accounting and Internal ... This job requires a regulatory license and/or registration (e.g. FINRA, state, SFC).

#46. Team – GCCVest

Prior to joining KPMG, Ben was a Senior Manager with Deloitte M&A practice in NYC ... He is SFC-licensed as Responsible Officer for Type 4 and 9 activities, ...

#47. Sfc 1 jobs - Feb 2023 - JobsDB

Securities trading orders · Holder of SFC Type 1/4/9 License · Handle client inquiries and perform operation duty.

#48. New Huo Tech（1611.HK）Newsletter

Deloitte and technology provider Vatom announced the launch of a new ... The SFC said that under the new licensing regime, which will take ...

#49. Proposed regulations released on transition tax - taxathand.com

The Proposed Regulations provide that the E&P of a SFC is not ... that such term does not include payables related to the licensing of IP, ...

#50. Hong Kong to Limit Retail Investors' Crypto Trading Assets

Alongside that, the SFC will release guidelines for the licensing ... digital asset leader at Deloitte Hong Kong, hinted that the SFC might select the top ...

#51. Pacific Sun fighting SFC criminal charges | Fund Managers

#52. Regulatory in Hong Kong | Law firm and lawyer rankings from ...

Assisted Janus Henderson Investors Hong Kong Limited in obtaining SFC authorisation of Janus ... Represented Fore Elite, a Hong Kong licensed fund manager, ...

#53. Hong Kong Set to Shake Up Cryptocurrency Exchange ...

Firstly, all funds which have more than 10% of their investments in crypto-related assets will have to apply for a special SFC license.

#54. Singapore MAS Guidelines - are you ready? - Ogier

of a capital markets licence for fund ... the MAS Guidelines on Environmental Risk Management, SFC Fund Manager Code ... Deloitte LLP she principally worked.

#55. Deloitte is Being Sued for Failing to Flag Up More Than $200 ...

A Dubai-based investment group is suing accounting firm Deloitte and Touche's Middle Eastern arm for failing to flag up money laundering at a now-defunct ...

#56. Giving teeth to regulators|Culture HK|chinadaily.com.cn

At the heart of the city's problem, contended Deloitte, ... In the same year, the city's security watchdog SFC revoked the license of Mega ...

#57. Annual Report.pdf

Manager of Deloitte & Touche, ... obtaining approval from the SFC, the Company issued 25 million units of global depository.

#58. Deloitte Advised F1 Regulator To Boost Monitoring Of ... - Forbes

The Programme is overseen by the Sport Funding Commission (SFC), previously known as the Funding Review Commission. The Commission is composed ...

#59. What lies ahead for the Future Development of Hong Kong ...

Licensed platforms will also be included in the SFC's Regulatory Sandbox and will be subject to close and diligent supervision.

#60. Asia's leading digital asset and fintech company - BC Group

1st to apply for a digital asset trading license with. Hong Kong's SFC regulator. ▫ 1st in Asia to launch insured custody solutions for.

#61. Life Sciences Accounting and Financial Reporting Update

About Deloitte's Life Sciences and Health Care Practice ... ASU 2016-10 on identifying performance obligations and licensing.

#62. Committees - TADS Awards

... bitcoin-themed, quant fund - Asia's first tokenized open-ended fund and the first actively managed cryptocurrency fund by an SFC-licensed manager.

#63. A comparison of financial advice regulations

The Financial Services Council (“FSC”) has requested Deloitte to compare ... Banking Ordinance, are required to obtain SFC licenses prior to ...

#64. Facilitative measures on promoting family offices in Singapore

Major issues of concerns: First, most SFOs prefer not to license with SFC partly due to ... (2021) Hong Kong SAR Budget 2021/2022: Deloitte's Commentary.

#65. The Legal 500: Blockchain Country Comparative Guide 2022

2020 saw the first SFC licensing and approval of an advisor and ... The HKMA received professional input from Deloitte and PwC in relation to issues of ...

#66. Marketing of Funds in Hong Kong and China - Morgan Lewis

licensing requirements applicable to private equity fund managers ... The SFC's Licensing Information Booklet is a comprehensive guide to ...

#67. CompliancePlus Consulting Limited

... covered various topics including SFC licensing requirements, anti- ... CompliancePlus were also delighted to have Deloitte Asia-.

#68. J M L J M L

the SFC has released a new edition of the Licensing ... Exchange Commission (SEC) announced that Deloitte. Touche Tohmatsu LLC (Deloitte ...

#69. Lufax's Subsidiary Receives Nod to Provide Investment and ...

LUI HK Licenses in Hong Kong. ... Hong Kong Securities and Futures Commission (SFC) has granted the company regulatory approval to provide ...

#70. SFC consults on licensing requirements for virtual asset ...

... on the proposed requirements for operators of virtual asset trading platforms (“VA trading platforms”) under the new SFC licensing regime.

#71. CSM Certification Training Course | Certified Scrum Master ...

... Capgemini, Honeywell, BOSCH, Accenture, Deloitte, and more. ... Step 7: Once the test is cleared, you will be requested to accept a license agreement.

#72. ASM Global-GreenCity deal on greenest US venue - Coliseum

The mixed-use eco-district development GreenCity Partners and the leading venue management company of the world - ASM Global - announced.

#73. SFC: John Deere, légy szíves tegyél eleget a GPL/LGPL ...

... by the licenses that Deere chose to use. What Deere has provided to SFC as of today falls far short of the requirements of the GPL, ...

#74. Press Releases - SEC.gov

29, 2022, Headline: Deloitte's Chinese Affiliate to Pay $20 Million Penalty for Asking Audit Clients to Conduct Their Own Audit Work, Release No.:2022-176.

#75. Signum Digital Receives Approval for Security Token Offering ...

The approval-in-principle from SFC for Signum Digital's STO ... that digital currency exchanges submit applications for licenses that would ...

#76. Funds - HM - hmstrategy.com

For assistance with applying to become a licensed fund management company, a registered ... SFC Sets Standards for Virtual Asset Portfolio Managers and Fund ...

#77. 3. What types of activities require a license in your jurisdiction?

Financial services “regulated activities” – The SFC supervises 10 types 1 of regulated activities (RAs) in Hong Kong. Companies (such as securities brokers ...

#78. Licensing Regime for Virtual Asset Services Providers in Hong ...

The granting of the licence would be subject to meeting the SFC's fit-and-proper test and other regulatory requirements, which we discuss ...

#79. Proposed licensing regime for virtual asset services providers

The SFC will be responsible for licensing and regulating VASPs. What constitutes virtual assets for the purposes of the VASP licensing regime?

#80. AoF Thematic Programme - SFC's Regulation on Virtual Assets

Ms Clara Chiu, Director of Licensing & Head of Fintech Unit of Securities and Futures Commission, introduced the SFC's regulatory framework ...

#81. Fintech Regulation in China: Principles, Policies and Practices

It is highly desirable for the SFC to assign case officers to participating platform ... enhanced client confidence and a quicker, smoother licensing ...

#82. Georgetown Journal of International Affairs: International ...

... 2017, http://www.sfc.hk/web/EN/sfc -fintech-contact-point/; Angela Tan, ... See generally, Deloitte and Aegis, “Opportunities in Telecom Sector: Arising ...

#83. Reconceptualising Global Finance and its Regulation

... the breach of which could result in SFC imposed fines and license suspensions. ... 107 See for example, Deloitte and Financial Reporting Council, ...